-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LS6N5w6Yda84z8rMP351kr5ff34hVGo/eNs1IdRF5JkdhezxnGTD8qTyeEt04+8/ AeQtvv+7w5aUALC/PPUAsg== 0000891618-98-000632.txt : 19980217 0000891618-98-000632.hdr.sgml : 19980217 ACCESSION NUMBER: 0000891618-98-000632 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980212 SROS: NASD GROUP MEMBERS: 1994 CHARITABLE TRUST GROUP MEMBERS: 1995 CHARITABLE TRUST GROUP MEMBERS: 1996 CHARITABLE TRUST GROUP MEMBERS: COOK SCOTT D GROUP MEMBERS: FAMILY TRUST GROUP MEMBERS: GRANTOR RETAINED ANNUITY TRUST GROUP MEMBERS: HELEN SIGNE OSTBY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTUIT INC CENTRAL INDEX KEY: 0000896878 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770034661 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-45085 FILM NUMBER: 98534620 BUSINESS ADDRESS: STREET 1: 2525 GARCIA AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 4153220573 MAIL ADDRESS: STREET 1: PO BOX 7850 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94039-7850 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: COOK SCOTT D CENTRAL INDEX KEY: 0000938861 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O INTUIT INC STREET 2: PO BOX 7850 MS 2475 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94039-7850 BUSINESS PHONE: 4153286445 MAIL ADDRESS: STREET 1: C/O INTUIT INC STREET 2: PO BOX 7850 MS 2475 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94039-7850 SC 13G/A 1 AMENDMENT #2 TO SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* INTUIT INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 461202-10-3 - -------------------------------------------------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see Notes). 2 SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP NO. 461202-10-3 PAGE 2 OF 12 PAGES - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SCOTT D. COOK - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] 2 (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF ------------------------------------------------------ SHARES 6 SHARED VOTING POWER 7,091,023 BENEFICIALLY OWNED ------------------------------------------------------ BY 7 SOLE DISPOSITIVE POWER EACH REPORTING ------------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER 7,091,023 WITH - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,091,023 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.87% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 3 SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP NO. 461202-10-3 PAGE 3 OF 12 PAGES - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON HELEN SIGNE OSTBY - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] 2 (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF ------------------------------------------------------ SHARES 6 SHARED VOTING POWER 7,091,023 BENEFICIALLY OWNED ------------------------------------------------------ BY 7 SOLE DISPOSITIVE POWER EACH REPORTING ------------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER 7,091,023 WITH - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,091,023 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.87% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 4 SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP NO. 461202-10-3 PAGE 4 OF 12 PAGES - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THE SCOTT D. COOK & HELEN SIGNE OSTBY 1993 GRANTOR RETAINED ANNUITY TRUST UTA DTD 2/26/93 Scott D. Cook and Helen Signe Ostby, co-trustees - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] 2 (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF ------------------------------------------------------ SHARES 6 SHARED VOTING POWER 338,754 (voting power BENEFICIALLY shared by co-trustees) OWNED ------------------------------------------------------ BY 7 SOLE DISPOSITIVE POWER EACH REPORTING ------------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER 338,754 WITH (dispositive power shared by co-trustees) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 338,754 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.71% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO(Trust) - -------------------------------------------------------------------------------- 5 SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP NO. 461202-10-3 PAGE 5 OF 12 PAGES - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THE SCOTT D. COOK & HELEN SIGNE OSTBY 1993 FAMILY TRUST UTA DTD 12/30/93 Scott D. Cook and Helen Signe Ostby, co-trustees - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] 2 (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF ------------------------------------------------------ SHARES 6 SHARED VOTING POWER 5,726,014 (voting power BENEFICIALLY shared by co-trustees) OWNED ------------------------------------------------------ BY 7 SOLE DISPOSITIVE POWER EACH REPORTING ------------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER 5,726,014 WITH (dispositive power shared by co-trustees) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,726,014 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.00% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO(Trust) - -------------------------------------------------------------------------------- 6 SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP NO. 461202-10-3 PAGE 6 OF 12 PAGES - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THE SCOTT D. COOK & HELEN SIGNE OSTBY 1994 CHARITABLE TRUST UTA DTD 12/30/94 Scott D. Cook and Helen Signe Ostby, co-trustees - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] 2 (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF ------------------------------------------------------ SHARES 6 SHARED VOTING POWER 339,150 (voting power BENEFICIALLY shared by co-trustees) OWNED ------------------------------------------------------ BY 7 SOLE DISPOSITIVE POWER EACH REPORTING ------------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER 339,150 WITH (dispositive power shared by co-trustees) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 339,150 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .71% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO(Trust) - -------------------------------------------------------------------------------- 7 SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP NO. 461202-10-3 PAGE 7 OF 12 PAGES - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THE SCOTT D. COOK & HELEN SIGNE OSTBY 1995 CHARITABLE TRUST UTA DTD 12/27/95 Scott D. Cook and Helen Signe Ostby, co-trustees - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] 2 (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF ------------------------------------------------------ SHARES 6 SHARED VOTING POWER 287,955 (voting power BENEFICIALLY shared by co-trustees) OWNED ------------------------------------------------------ BY 7 SOLE DISPOSITIVE POWER EACH REPORTING ------------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER 287,955 WITH (dispositive power shared by co-trustees) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 287,955 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .60% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO(Trust) - -------------------------------------------------------------------------------- 8 SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP NO. 461202-10-3 PAGE 8 OF 12 PAGES - -------------------------------------------------------------------------------- NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THE SCOTT D. COOK & HELEN SIGNE OSTBY 1996 CHARITABLE TRUST UTA DTD 12/24/96 Scott D. Cook and Helen Signe Ostby, co-trustees - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) [ ] 2 (B) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF ------------------------------------------------------ SHARES 6 SHARED VOTING POWER 399,150 (voting power BENEFICIALLY shared by co-trustees) OWNED ------------------------------------------------------ BY 7 SOLE DISPOSITIVE POWER EACH REPORTING ------------------------------------------------------ PERSON 8 SHARED DISPOSITIVE POWER 399,150 WITH (dispositive power shared by co-trustees) - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 399,150 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) .83% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO(Trust) - -------------------------------------------------------------------------------- 9 SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP NO. 461202-10-3 PAGE 9 OF 12 PAGES - -------------------------------------------------------------------------------- ITEM 1. (a) Name of Issuer: Intuit Inc. (b) Address of Issuer's Principal Executive Offices: 2535 Garcia Avenue Mountain View, CA 94043 ITEM 2. (a) Name of Person(s) Filing: Scott D. Cook Helen Signe Ostby The Scott D. Cook & Helen Signe Ostby 1993 Grantor Retained Annuity Trust UTA DTD 2/26/93 (the "1993 GRAT") The Scott D. Cook & Helen Signe Ostby 1993 Family Trust UTA DTD 12/30/93 (the "Family Trust") The Scott D. Cook & Helen Signe Ostby 1994 Charitable Trust UTA DTD 12/30/94 (the "1994 Charitable Trust") The Scott D. Cook & Helen Signe Ostby 1995 Charitable Trust UTA DTD 12/27/95 (the "1995 Charitable Trust") The Scott D. Cook & Helen Signe Ostby 1996 Charitable Trust UTA DTD 12/24/96 (the "1996 Charitable Trust") (b) Address of Principal Business Office or, if None, Residence: For all filing persons: 386 Mountain Home Road, Woodside, California 94062 (c) Citizenship: Scott D. Cook and Helen Signe Ostby are U.S. citizens. Each of the trusts identified in Item 2(a) is organized under the laws of the State of California. (d) Title of Class of Securities: Intuit Inc. Common Stock, $0.01 par value per share (e) CUSIP No: 461202-10-3 ITEM 3. Not applicable 10 SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP NO. 461202-10-3 PAGE 10 OF 12 PAGES - -------------------------------------------------------------------------------- ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: As of December 31, 1997, the 1993 GRAT held 338,754 shares of Common Stock; the Family Trust held 5,726,014 shares of Common Stock; the 1994 Charitable Trust held 339,150 shares of Common Stock; the 1995 Charitable Trust held 287,955 shares of Common Stock; and the 1996 Charitable Trust held 399,150 shares of Common Stock. All shares of Common Stock held by the trusts (an aggregate of 7,091,023 shares) may be deemed to be beneficially owned by Scott D. Cook and Helen Signe Ostby as co-trustees of each trust. (b) Percent of Class: Scott D. Cook 14.87% Helen Signe Ostby 14.87% 1993 GRAT 0.71% Family Trust: 12.00% 1994 Charitable Trust 0.71% 1995 Charitable Trust 0.60% 1996 Charitable Trust 0.83% (c) Voting and dispositive power: As co-trustees of the GRAT, the 1994 Charitable Trust, the 1995 Charitable Trust and the 1996 Charitable Trust, Mr. Cook and Ms. Ostby have shared voting and dispositive power with respect to the 1,365,009 shares of Common Stock held by such trusts. Mr. Cook and Ms. Ostby must act jointly to vote or dispose of these shares of Common Stock. As co-trustees of the Family Trust, Mr. Cook and Ms. Ostby have shared voting and dispositive power with respect to the 5,726,014 shares of Common Stock held by such trust. Either Mr. Cook or Ms. Ostby, acting alone, may vote or dispose of these shares of Common Stock. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. 11 SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP NO. 461202-10-3 PAGE 11 OF 12 PAGES - -------------------------------------------------------------------------------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. However, the filing persons are making a joint filing pursuant to Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended. The filing parties have executed an Agreement With Respect to Joint Filing of Schedule 13G, which was filed as Exhibit 1 to the parties' Amendment No. 1 to Schedule 13G filed on May 9, 1997. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10. CERTIFICATION Not applicable; Statement not filed pursuant to Rule 13d-1(b). 12 SCHEDULE 13G - -------------------------------------------------------------------------------- CUSIP NO. 461202-10-3 PAGE 12 OF 12 PAGES - -------------------------------------------------------------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 9, 1998 /s/ Scott D. Cook - ---------------------------------- Scott D. Cook On behalf of the following filing persons: Scott D. Cook Helen Signe Ostby The Scott D. Cook & Helen Signe Ostby 1993 Grantor Retained Annuity Trust UTA DTD 2/26/93 The Scott D. Cook & Helen Signe Ostby 1993 Family Trust UTA DTD 12/30/93 The Scott D. Cook & Helen Signe Ostby 1994 Charitable Trust UTA DTD 12/30/94 The Scott D. Cook & Helen Signe Ostby 1995 Charitable Trust UTA DTD 12/27/95 The Scott D. Cook & Helen Signe Ostby 1996 Charitable Trust UTA DTD 12/24/96 -----END PRIVACY-ENHANCED MESSAGE-----